Advanced Expert Profile

Tasa ID: 3364

Description: Received my first general and principal’s securities licenses in 1980. I spent the next 24 years in senior management positions for Wall Street firms. I have extensive experience in all aspects of supervising institutional and private client accounts. . I am a lecturer for the U. S. Securities and Exchange Commission’s examiner’s training program. I am also active in collaborative efforts with several Canadian securities regulatory authorities and investigative agencies.

Location: Sante Fe, NM

Call 800-523-2319 or email experts@tasanet.com if interested in this person.

Your Expert Request List
  • Let Us Find Your Expert

  • Note: This form is to be completed by legal and insurance professionals ONLY. If you are a party in a case that requires an expert witness, please have your attorney contact TASA at 800-523-2319.